Sunday, June 19, 2022

Confused About Crusoe


 I recently finished Robinson Crusoe for the first time and I have been left... confused.  I'm going to track this train of thought from its beginning several months ago to where I stand today.

The Voyage Out There

Some while ago, I don't recall when, I was in a used bookstore with some spare store credit when I spied Kim by Rudyard Kipling on the shelves.  In the previous year I had been working my way through a scattered array of Nineteenth Century literature, with a large portion of my time devoted to George Eliot and with lesser to Thomas Hardy (I can't say I have the same regard for the latter as I do for the former).  So seeing another book on the shelf from that era, but admittedly knowing absolutely nothing about it other than, "Oh, I recognize that author" I got it for a few dollars.  

The result was much more satisfying than I had thought it would be.  Kipling was the Jungle Book guy, the one who patronized India for its exoticness while coining the phrase, "White man's burden."  But Kim completely destroys any simple caricature that those few pieces of information would impart.  Not only is it an almost overwhelming portrayal of India, imparting a full sense of the lively, sweating chaos that the subcontinent seems to consist of, but it conveys Kipling's deeply meditative view on how to unite the best of East and West within Kim's own soul (and Kipling's too, as he was raised in India).  The culmination of Kim's story, and Kim's quest, is not a physical adventure but a spiritual insight; the sudden coming to suchness after Kim's delirium combined with the transformation of the old lama from doddering fool to genuine master in our perception lets us know that there are depths to this world which we do not normally plumb, and which the East has perhaps more experience than us.  So whatever one thinks of Kipling's belief in the English Empire, it has to be balanced with the reminder that he was the man who also wrote these lines in The Buddha at Kamakura:

The grey-robed, gay-sashed butterflies
That flit beneath the Master’s eyes.
He is beyond the Mysteries
But loves them at Kamakura.

Informed by this direction, after Kim I moved on to some Robert Louis Stevenson.  I admit, I did so precisely to avoid thinking too much, as I was in a bad way back during Christmas Break in December.  Treasure Island, which promised an engaging adventure without being too challenging, seemed the perfect answer to my ills (I tried to also use The Adventures of Huckleberry Finn in a similar way, but while that has some humor in my shaky-state its darker aspects cut me to the quick).  It's really ironic in retrospect that I went from one author, who I had chalked up as a lightweight but discovered better, to another, in hopes that he would be a lightweight and who once again surprised me. 

As one of the introductions to my books noted, Stevenson is a master at creating the mental sense of a place with very few physical details; he need only remark on a few objects, a few rushed images, and we fill the rest in as we do our blind spot.  This skill, it was suggested, was not unrelated to the development of the state of his craft at the time, reacting to the extreme detail of the mid-century novel as well as the advance of photography.  That is, before the novelist had to be both writer and painter, for the reader was entranced not just by the events but the background and props that they were set in.  But just as painting began to suffer after the invention of the camera, the Western aspiration to perfect visual verisimilitude suddenly brought up against a device it could not match, so too was there a turn away from the objective external world in literature.  As such, Stevenson set his novels at a brisk pace, capturing only what the reader needed to know what it would feel like to be there, moving from action to action rather than thought to thought as his means of expression (and as such, his books have been some of the most amenable to being turned into movies).

However, as this same introduction (or perhaps another, I forget) noted, during much of the Twentieth Century Stevenson has been regarded as belonging to an inferior tradition of English literature.  Because he expressed himself through adventure rather than introversion, and so was more popular, he was regarded as falling far below those who placed their grappling with the meaning of life front and center (I am not sure why Austen was spared this critique).  Yet I must say that I find this reading of him unfair after having finished a sampling of his works (Treasure Island, The Curious Case of Dr. Jekyll and Mr. Hyde, Kidnapped, and Master of Ballantrae).  He doesn't telegraph to the modern reader his intent through neurotic introspection, but there is an issue which does occupy him, and which has faced certain writers since the Oresteia: how to be a good man in a civil society.

Beyond the adventure, Treasure Island is about Jim coming into manhood; with his father dead and soon leaving behind his mother (there are few women in Stevenson novels), Jim must chart the course himself without any guidance from these natural sources.  In the process he is put into a position where on one hand he has examples in Dr. Livesey, Squire Trelawney, and Captain Smollett, while on the other finds himself temptingly close to the immortal Long John Silver.  Frankly, Silver is the best character in the book, as well as my favorite character from the Stevenson I have read, and even knowing he was a rogue beforehand I could feel his charismatic pull.  There is something about him that Stevenson has captured, that while he ultimate condemns Silver because he lacks honor and loyalty, qualities which Stevenson holds in high esteem, there is no shortage of courage, self-possession, command of others, inventiveness, and ability to take the initiative either.  There is only that black spot of duplicity, and should it have not been revealed before Silver was ready Jim would have been easily convinced.  I think Stevenson finds himself in sympathy too, and though he uses Silver as a negative example the villain is still mercifully allowed to escape the gallows in the end.

Jekyll and Hyde continues this struggle along with the admiration of the darker half of masculine virtue.  At first I only admired the book's atmosphere, easily the best of his works that I read, oozing as it was London fog out of every page, but on reflection I realized that my first rejection of its simple split between Good and Evil in the Soul didn't grasp Stevenson's larger project.  It took at least another few books to reflect on it more, but the problem I realized was again much the same.  It wasn't that Jekyll was good and Hyde was evil.  In fact, Jekyll continues to be a multifarious person without Hyde.  Rather it is that Hyde embodies something in Jekyll that when turned loose without his guidance is utterly abominable... yet which is also undoubtedly energetic, powerful, and even virile (it seems to be alluded that Hyde was a regular patron of brothels).  As such, while Stevenson once again casts opprobrium on this villain, one can't end the novel without the feeling that Jekyll without Hyde was a flimsy person, and that so much of what made the former admirable had a curious, deep connection with the latter.

Kidnapped, coming next both in chronology and my own reading, and while predictably at first my impression was unfavorable it was also the novel where I finally began to realize what Stevenson was about, and ultimately grew to be my favorite of the four.  It was a return to a coming of age story, with young David replacing young Jim, but with the moral and narrative greatly deepened by the introduction of Alan Breck.  While Silver was simply a pirate, a warning that what may look like self-determined manliness can be dangerously self-serving and duplicitous, Alan Breck is much more difficult to judge.  It is not merely that he represents a negative contrast to David's civilized society but that he represents a different set of values altogether.  It was the Scottish Highlander in Stevenson, the one who scorned the placid lowlanders, the one who had contributed to Silver and Hyde, now finding himself brought into the flesh as a positive figure instead.  And when given a voice he had a lot to say.  Ingeniously hidden as simple banter and moments of action, David and Alan spar over what it means to be a good Christian, the place of loyalty and violence, and how much role honor ought to play in a man's life.  It is the first time that I felt like Stevenson failed to come to a conclusion.  Though there are repeated jabs at the "civilized" English readership of the book, Alan Breck is still a bit of a wild man and a fop.  David, and the reader, do not want to become him in the end... but unlike the previous foils, we've come to appreciate him too.  Again, Stevenson shows wisdom in where to end with the two main characters' parting, as all the rest is unimportant.

Finally, I have less to say about Master of Ballantrae, as honestly this book felt just too contrived.  The devil-may-care attitude Stevenson had used to force his plots through coincidence and circumstance fails him here; before they felt like natural accidents, here there was no right reason for James Durie to survive the duel or for Henry Durie's long slide into madness be consummated in a theatrical winter showdown in Canada.  Yet once again we do see the same pattern laid before us: James is a psychopath, but a literate, capable, courageous psychopath while Henry is a good man, but a plodding, uninspiring, somewhat pitiable good man.  But it just... doesn't quite work; James in particular fails the book, for he needed to be larger-than-life, like a malevolent Edmond Dantès, but had not the personal charm of Silver, the demonic stature of Hyde, or the redeeming affability of Alan Breck.  With this, Stevenson's last novel, I feel that he never really figured out how core problem to harmonize the two halves.  Unlike Delacroix who, in his final massacre, comes to admit that the Romantic barbarian has his limits, Stevenson seems in rebellion to his increasingly urbanized industrial world until the very end.

Finally The Island

This was a long preamble to get to the core of this essay, which is perhaps appropriate for Robinson Crusoe, but this is what has been on my mind.  Reading that Kipling and Stevenson came in the adventure tradition that had originated in English literature back with Defoe, I decided to break with my Nineteenth Century restriction and go further backward in search of the source.  

To start off, I must say I had no idea the book contained anything other than a desert island; it's the only part you ever hear about, but it ends up that Crusoe came from somewhere.  So much for spontaneous generation.  I think this surprise enhanced my enjoyment of these parts, moving as they did with a surprising swiftness yet keeping me engaged throughout.  It was reminiscent of the Stevenson comments I made above, that though almost no detail is given nonetheless the episodes stand out with plenty of vividness in my mind.  

However, they also left me confused based on what I knew of Defoe.  I intentionally avoid learning too much about an author before seeing what their novels have to say for themselves, but I did have a professor friend tell me that Defoe's beliefs were atypical for the time.  Yet as I read it seemed as though the adventures were almost overbearingly moralized, with every twist and turn of Crusoe's (mis)adventures used to pontificate about the God-enacted ramifications of his acts.  By the halfway point of the book, after Crusoe had reached the island, I was struggling, as I was not only disinterested in these thoughts but I guess my inner Boy Scout had withered too much to take joy in a story of survivalism for its own sake.  Then the natives arrived and the whole tenor and meaning of the book changed for me:

"...I was yet out of their Power, and they had really no Knowledge of me, and consequently no Design upon me; and therefore it could not be just for me to fall upon them. That this would justify the Conduct of the Spaniards in all their Barbarities practis'd in America, and where they destroy'd Millions of these People, who however they were Idolaters and Barbarians, and had several bloody and barbarous Rites in their Customs, such as sacrificing human Bodies to their Idols, were yet, as to the Spaniards, very innocent People; and that the rooting them out of the Country, is spoken of with the utmost Abhorrence and Detestation, by even the Spaniards themselves, at this Time; and by all other Christian Nations of Europe, as meer Butchery, a bloody and unnatural Piece of Cruelty, unjustifiable to either God or Man..."

At first I was uncertain what was happening as Crusoe was contemplating killing the cannibals for their acts.  It started out with good Christian moral superiority, but quickly gave way to reflection, and a rapid slide into reflecting on how terribly Europe had used the peoples of the New World.  Not only had I not expected such a thing in this book, I admit I had not expected such a thing from any book in 1718.  It made me realize that even with all my resisting of what I feel is the senseless devaluation of the European tradition I had still succumbed in some ways to the pervasive narrative that it is only in the last 50 years or so that any thoughts of this type had arisen.  The passage continues:

"...I was perfectly out of my Duty, when I was laying all my bloody Schemes for the Destruction of innocent Creatures, I mean innocent as to me: As to the Crimes they were guilty of towards one another, I had nothing to do with them; they were National, and I ought to leave them to the Justice of God, who is the Governour of Nations, and knows how by National Punishments to make a just Retribution for National Offenses..."

I have a note to myself underneath this quote in my phone, left there for the record: "Well, he started in a way that seemed reasonable, noting that there was a cultural difference to admit, and that they needed to also be seen in that light, but concludes Old Testament-style that God will judge the whole nation (what of the Spaniards above?)."  Yes, indeed, what of the Spaniards?

"This frequently gave me occasion to observe, and that with wonder, that however it had pleas'd God, in his Providence, and in the Government of the Works of his Hands, to take from so great a Part of the World of his Creatures, the best uses to which their Faculties, and the Powers of their Souls are adapted; yet that he has bestow'd upon them the same Powers, the same Reason, the same Affections, the same Sentiments of Kindness and Obligation, the same Passions and Resentments of Wrongs, the same Sense of Gratitude, Sincerity, Fidelity, and all the Capacities of doing Good, and receiving Good, that he has given to us; and that when he pleases to offer to them Occasions of exerting these, they are as ready, nay, more ready to apply them to the right Uses for which they were bestow'd, then we are; and this made me very melancholly sometimes, in reflecting as the several Occasions presented, how mean a Use we make of all these, even though we have these Powers enlighten'd by the Great Lamp of Instruction, the Spirit of God, and by the Knowledge of his Word, added to our Understanding; and why it has pleas'd God to hide the like saving Knowledge from so many Millions of Souls, who if I might judge by this poor Savage, would make a much better use of it than we did."

Now I was just off-balance due to what felt like a deck swaying underneath me between a curiously modern outlook and sudden retreats to traditional thought, because after this Crusoe (Defoe?) would go on to backtrack and affirm the inscrutability of the Almighty's plan which like Job we ought to be simply submit no matter how senseless and unjust it appeared.  This went on for a few pages until finally Crusoe and Friday got into religion:

"...I took it by another handle, and ask'd him who made the Sea, the ground we walk'd on, and the Hills, and Woods; he told me it was one old Benamuckee, that liv'd beyond all: He could describe nothing of this great Person, but that he was very old; much older he said than the Sea, or the Land; than the Moon, or the Stars: I asked him then, if this old Person had made all Things, why did not all Things worship him; he look'd very grave, and with a perfect Look of Innocence, said, All Things do say O to him: I ask'd him if the People who die in his Country went away any where; he said, yes, they all went to Benamuckee; then I ask'd him whether these they eat up went thither too, he said yes.

From these Things, I began to instruct him in the Knowledge of the true God..."

It was then that it clicked.  Reading it I saw the whole slew of parallels that had been created up to this point.  In nearly everything Crusoe had demonstrated an awe-inspiring degree of hypocritical behavior, accepted for the original readers because he was European.  He escapes from hated slavery under the Moors only to promptly treat Xury as a servant and sell him to the Portuguese captain (who is also held up as a bastion of Christian virtue).  He interacts reasonably with the natives of Africa who never offer him any harm, and indeed are generous with provisions, but later thinks nothing of signing up to be part of a team to enslave them as well.  On enslaving Friday he assumes with total superiority that it shall be Friday who learns English, who becomes Christian, and who will, in short, be civilized.  Even in the dialogues Crusoe titles himself "Master" not "Me" or "Crusoe" when talking.  It really is an amazing failure of Christian sentiment across the board, hidden in plain sight.  But the question remained: was this Crusoe or Defoe?

This is what the above paragraph finally pushed me into answering, and the point was that it was Crusoe, and the readers, being mocked.  The statement of all things saying "O" (prayer) to him was too broadminded a sentiment to be accidental; to a modern reader it veritably spoke of what we seem to have enshrined now.  And of course the "joke" about the eaters and the eaten going to the same place, a straight thrust at the harsh Christian dissonance between seeing all men as brothers and also believing that the rest of the world apparently went to hell after they were done being brothers.  Then Defoe just gets more and more brutal: 

"[Friday] listned with great Attention, and receiv'd with Pleasure the Notion of Jesus Christ being sent to redeem us, and of the Manner of making our Prayers to God, and his being able to hear us, even into Heaven; he told me one Day, that if our God could hear us up beyond the Sun, he must needs he a greater God than Benamuckee, who liv'd but a little way off, and yet could not hear, till they went up to the great Mountains where he dwelt, to speak to him; I ask'd him if he ever went thither, to speak to him; he said no, they never went that were young Men; none went thither but the old Men, who he call'd their Oowocakee, that is, as I made him explain it to me, their Religious, or Clergy, and that they went to say O, (so he called saying Prayers) and then came back, and told them what Benamuckee said: By this I observ'd, that there is Priestcraft, even amongst the most blinded ignorant Pagans in the World; and the Policy of making a secret Religion, in order to preserve the Veneration of the People to the Clergy, is not only to be found in the Roman, but perhaps among all Religions in the World, even among the most brutish and barbarous Savages.

I endeavour'd to clear up this Fraud..."

And continuing for another page:

"I found it was not so easie to imprint right Notions in his Mind about the Devil, as it was about the Being of a God...

But, says he again, if God much strong, much might as the Devil, why God no kill the Devil, so make him no more do wicked?

I was strangely surpriz'd at his Question, and after all tho' I was now an old Man, yet I was but a young Doctor, and ill enough qualified for a Causist, or a Solver of Difficulties: And at first I could not tell what to say, so I pretended not to hear him, and ask'd him what he said? But he was too earnest for an Answer to forget his Question; so that he repeated it in the very same broken Words, as above. By this time I had recovered my self a little, and I said, God will at last punish him severely; he is reserv'd for the Judgement, and is to be cast into the Bottomless-Pit, to dwell with everlasting Fire. This did not satisfie Friday, but he returns upon me, repeating my Words, RESERVE, AT LAST, me no understand; but, Why not kill the Devil now, not kill great ago? You may as well ask me, said I, Why God does not kill you and I, when we do wicked Things here that offend him? We are preserv'd to repent and be pardon'd: He muses a while at this; well, well, says he, mighty affectionately, that well; so you, I, Devil, all wicked, all preserve, repent, God pardon all. Here I was run down again by him to the last Degree, and it was a Testimony to me, how the meer Notions of Nature, though they will guide reasonable Creatures to the Knowledge of a God, and of a Worship or Homage due to the supreme Being, of God as the Consequence of our Nature; yet nothing but divine Revelation can form the Knowledge of Jesus Christ, and of a Redemption purchas'd for us, of a Mediator of the new Covenant, and of an Intercessor, at the Foot-stool of God's Throne; I say, nothing but a Revelation from Heaven, can form these in the Soul, and that therefore the Gospel of our Lord and Saviour Jesus Christ; I mean, the Word of God, and the Spirit of God promis'd for the Guide and Sanctifier of his People, are the absolutely necessary Instructors of the Souls of Men, in the saving Knowledge of God, and the Means of Salvation."

At this point I was straight grinning.  I don't find the modern criticism of Christianity interesting because it is tired and obvious, and usually undertaken with a distinct desire to feel superior to others and the past, but this was just funny.  Crusoe, after reflecting on how old men go up to mountains only to relate unlikely doctrines, admits himself he is an old man, and continues to observe with the best of irony that only through unreasonable methods that his own doctrine could exist.  But more than this, it is coupled with what I believe is a piece of Defoe's real Christian sympathies: that he can envision a God that even forgives the Devil, and how much deeper a sentiment that is than the cosmic us-vs-them drivel Crusoe is trying to feed Friday.  It made me reflect on the ship from the wreck, and how Crusoe admits that he would have had to "live as a savage" had he not had those trappings of civilization.  It is not a clear superiority anymore, and rather a reflection that we inherit what we have, and while that gave Europeans greater means in some ways has not so positioned them superior in all regards.

Again, this is an old discussion at this point, and while anti-Europeanism is running rampant in the university departments, the truth is that it is those very European-created institutions that helped bring about these realizations.  It just shocked me that, once again, here was somebody 300 years ago already making the same observations, but with far more wit and far less arrogance.

So where's my confusion?  My confusion lies in the rest of the book, for after what appeared to be a very elevated critique the rest of the book concludes with a shockingly traditional reward.  That is, having learned his lesson from his exile, Crusoe goes on to be rich and prosperous... by abusing his plantation full of slaves.  The moment that we've all been waiting for when he rejoins European civilization only to see it from the outside is entirely ignored and instead he re-acclimates with the greatest of ease.  Friday faithfully follows him, but almost disappears into the background (only to show up to sport with a wild bear for our amusement).  Crusoe calls himself "Job" and it appears that Defoe has taken this to heart... down to the part where it feels like the last bit of the story is tacked on by an outside agent who was not half as reflective as the primary author.  I don't seriously suggest this, of course, but it leaves me completely perplexed as to how Defoe's Puritan sentiments could so amazingly override the rest of his judgement after the insight he had demonstrated up to this point.  Which brings me to my own conclusion.

What a Long, Strange Voyage

I am finishing this essay here some weeks after completing the book and being part way through Moll Flanders (always need more than one book from an author to calibrate), and what I have come to the conclusion of is that Defoe doesn't have an answer... and neither does anyone else.

When I read Elliot and Hardy they both differed from the Christian norm of their times.  Elliot had her powerful moral sentiments that she was trying to square with a modern world, looking for where to find truth and value in an increasingly rationalistic outlook.  Hardy was happy to just declare there was no God.  But what they both shared was that their stories take place entirely in Europe, and though they may be critical it is a sort of criticality that is strongly shaped by looking at it from within.  There is no sense that they are really concerned with its implications for anywhere else.

By comparison, what I notice in Defoe, Stevenson, and Kipling is that they, in some sense, look at European civilization from without.  It's why they write adventure stories; it's not because they're just "popular" authors, but because adventures are the only way to bring the reader to a place they don't know and so make the fish realize it was always swimming in European/Western water.  We need to be in a place that we suddenly realize, viscerally, does not play by the rules that we are used to.  I suspect this is why I have felt that these writers are at times extraordinarily sharp - they are just so frustrated with the complacency of their peers, even the well-educated ones.  This trend would seem to fit my future reading as well: the same introduction that identified Defoe as a forerunner listed Conrad, London, and Hemingway as the successors.  All of them, once again, known for their adventures in faraway, strange places, and also often relegated to second-rate because of their choice of genre, as they puzzle over Europe from without.

Another aspect that I wonder about is the emphasis on details, or the lack thereof, and how this relates to the modern Western mind.  As I mentioned when Crusoe was going around places familiar to Europeans, locales for which they had set pieces, the description was sparing.  When he reached the island, though, it became soaked with detail, for having brought us to a fantastic place we now have to be made it is a believable perspective.  I have a deeper inkling that somehow this detail-orientation is necessary, a sort of wrestling with what is real.  Living just before the Enlightenment, Defoe it would seem is also thoroughly enmeshed in the growing empiricism of England.  Yet here Defoe wants to write a spiritual story, a sort of modern Pilgrim's Progress except with a lot more wrong turns.  And here we get to the confusion again... because I can't tell what in this book is metaphorical and what is not, and after some reading it appears everybody else is in the same boat.

My guess is that Defoe doesn't have it worked out himself.  The inconsistency of his message is neither caving into public pressure nor an excessively elaborate statement but simply that despite his leap to realizing that European man regarded all nations (and in Moll Flanders, all women) as his footstool, he is still operating off of a form of Christianity that needs a just God in a material world.  Defoe sees all of humanity as being worthy of salvation, and in no way inferior innately inferior to European man, but he doesn't know why the Europeans do have the upper hand.  There are physical facts that have become increasingly important and they are obscuring any way to clearly interpret the physical world in a spiritual manner.  Where's the punishment for cannibalism?  Where's the punishment for the Spaniards?  On a smaller scale, is getting a parrot that keeps repeating, "Poor Crusoe" representative of how early on he learned to pity himself with a voice in the back of his head (Crusoe remarks that he taught other parrots to speak, but none were as a faithful companion as this one)?  Or did Crusoe just get a parrot because they're on tropical islands procuring one is possible?  It's like there's a link between all this, that having left the Christian sphere, and no longer playing by its rules, Defoe in accurately describing the place does not know how to make it play by God's rules either.  The result is a half-baked parable, one that dearly wants to assert a rational-moral Christianity without the devil or other accessory doctrines, but cannot bring itself to reward Crusoe until he is back in Europe where such things hold once again.  Until then he can only describe what happens, having Crusoe draw lessons from it but unable to have them truly manifest outside the mind.

For now, I am reading Moll Flanders and will also try A Journal of the Plague Year, but given my general understanding of both I am not sure if they will aid me much in resolving this issue.  Does this combination of exotic locales, looking at Europe from without, and descriptive styles that are spare or detailed as the need to involve the viewer allows part of a trend?  I will simply have to keep it in mind, testing some of my expectations against these future authors as well to see if I have a good idea on my hands.

Until then, I'll wonder about parrots.

(p.s. I realized after writing this that Kim ends with an adventure for Kipling himself.  That is, while the bulk of the book is exotic enough to a European, the foray up toward Tibet is exotic even for Kipling, and the mental "sliding back into place" after he has come down from those heights is a very personal reflection too.)

Friday, May 13, 2022

Matisse and the Bull

Bull-Leaping Fresco - Knossos, 1449 B.C.

"But of course, in human terms, the star of the show here is this red-skinned figure in the middle, the daredevil acrobat, the toreador himself.  And he's depicted mid-leap, his hair is fluttering in the air.  There is a tremendous sense of buoyancy, of joyful movement and life as he spins through the air.  It makes me think of works of art created thousands of years later by Matisse: his paper cutouts of acrobats.  They both share what you might call the audacity of simplicity." - Alastair Sooke, Treasure of Ancient Greece

It always seems to happen this way with me: some stray line, a single comparison, has me seizing on a train of thoughts which unspool themselves into a string of ideas that have existed in my head for a while but now suddenly demand to be written down.  Here it is the comparison Alastair casually makes, that of Matisse with this 2nd millennium B.C. fresco.  I've noticed throughout his films that he likes these comparisons of ancient and modern art, and he is repeatedly drawn to saying, "It looks so modern" as almost a form of praise.  Or if not quite praise, supreme surprise that there isn't something more manifestly awkward and ancient about them.  These statements, however, never quite sit right with me because I find myself struggling with what I believe is a subtle error being committed.


"Chinese Horse" - Lascaux Caves, 13,000-15,000 B.C.

Pre and Trans

I haven't read any of Ken Wilbur myself, but I've been introduced to the idea of what he calls the Pre/Trans Fallacy, or the mistaking of what comes from before a convention or stage of thought to one that comes after it and breaks or surpasses it.  That is, at first glance both the Pre and the Trans seem to flaunt the rules one has come to know, but they do so from very different perspectives and ultimately with profoundly different levels of sophistication.

When you look at the most ancient of art there is a striking gap between the way in which animals are rendered and the way humans are.  The caves of Lascaux are one of the most famous examples, where there are pieces such as the Chinese Horse which appear to be so unbelievably well-executed in their modeling and texture that one would think they're the product of a great civilization (hence the title) rather than an unnamed prehistoric artist.  At the dawn of human art it appeared we already had what centuries of artists later struggled to create.  Picasso was so stunned by this that he could only say, "We have learned nothing" in response to this early accomplishment.

But then we come to the people and they are... wanting.  Not just wanting, almost comical in their simplicity.  All the naturalism has vanished to be replaced by stick figures without depth or detail.  If it weren't for the evidence that these caves were produced over some time and by many different individuals it would lead one to think there was a master and his dim-witted apprentice each assigned to a different role in the tableau.

Furthermore, this is not an isolated incident in ancient art.  While Egyptian figures are far more advanced they are also incredibly unrealistic in their schematic structure, and once again compare this with the animals surrounding them.  In a scene from the tomb chapel of Nebamun (18th Dynasty), the pelage of the cat is rendered with the finest of care and the birds identifiable to the species.  The people, however, are misshapen, with bodies facing side, shoulders facing front, face at ninety degrees, and a flounder eye staring right at us, unnaturally lined and enlarged.  There is absolutely none of the naturalistic handling again to be found in the humans themselves.

My suspicion is that the reason the animals are detailed and the people schematic is because of the role of conceptualization.  That is, so much of human thought is built upon social schemas; it is an issue I touched on before, and here I believe it returns again.  In the human universe, one of the most basic demarcations is Human and Non-Human.  If something is a Human it calls forth an entire array of behaviors and expectations, and it is remarkable how often we fall back on such explanations for everything from ancient gods of causality to invoking "human" rights for animals in the current era.  Because this distinction is so important, though, what we are interested in is the categorization and not the details.  We need to know what is Human and to do that we are looking for signs.  Let us return to the Egyptian figure.

How is it that the Egyptian image of a person can be so broken and yet so compelling?  The answer lies in the fact that it neatly highlights all the most important points of human appearance.  First, we are bipeds, and this gives us a distinctive appearance as we move compared to most animals; therefore, you want to portray the legs striding.  Second, we are erect with our shoulders projecting upward and arms hanging down; again, rather uncommon, and much more obvious in the frontal pose than in profile.  Third, the human facial profile is once again distinctive; we lack a long snout, muzzle, or bill and instead present a relatively flat surface with a protruding brow, nose, and lips.  Finally, humans communicate with their eyes.  We can pinpoint where other humans are looking almost immediately and direct eye contact is the clearest sign of awareness and recognition that this is another Human.  Added together, then, what this figure represents is not so much a naturalistic view of a person but an amalgamation of all the most effective angles from which to identify that what one is seeing is a Human.  That it possesses little realism bothers us not at all.

"Birdman" - Lascaux
I suspect that this is what is happening in the caves as well, except without the refinement of a great civilization's art style.  The animals are largely drawn as they appear [1], which in the process of transcribing the effects of curvature and light cause us to be surprised by the liveliness that they evoke.  But when a Human appears it seems halfway a placeholder, a comment that seems to say, "A Human Belongs Here."  These artists knew basically what form our species has but they have not yet become aware of their own feedforward, so to say.  The result is an awkward scratching that represents an as-yet unrefined conceptualization of what a Human is.


Nadia and Leonardo

Years ago in a book called Mapping the Mind I ran across an interesting story about a child idiot savant named Nadia.  She had an IQ of between 60 and 70 and exhibited severe autistic symptoms by age five.  Yet she also had surpassing artistic ability and was able to draw objects and scenes around her with uncanny accuracy.  The picture above is a comparison of her drawing of a horse (A) to one done by Leonardo da Vinci (B), accompanied in the book by the remark that her pictures were good enough to be hung in any art gallery.  Mapping the Mind was published in 2010 and the story had been around for some time before that so the question remains: why haven't we heard anything more about Nadia in the art world?  I believe the answer here is the same as above.

"This is not a brain."
Despite what we consider an incredible demonstration of skill, I suspect what is happening above is a profound deficiency in conceptualization.  Nadia likely has normal, or perhaps somewhat above normal, motor coordination and visual acuity.  If she didn't she couldn't reproduce things on paper so well.  But what she cannot do is decide what is important.  Normally when we look at something, we figure out what it is, and having done that we're satisfied; we just need to know what its place is in our mental model, and therefore how it relates to other things in the world.  The precise details can be dispensed with as a waste of processing power.  Or, rather, consciousness can dispense with them as it re-represents the functioning of lower systems.  Just like how fear is not precisely the output of the amygdala, our experience of vision is not precisely the output of our visual cortex.  We all have that experience now and then when we realize that we have been easily navigating and reacting to a situation which we hardly bothered to pay attention to.  If we think the details are important we'll attend to them but otherwise we'll let other systems handle it.  And while this may seem dubious evidence for multiple systems, the existence of blindsight, where people are unable to consciously see are nonetheless able to utilize visual information, should give one pause [2].  There is more than one representation of the world in our brain, and therefore more than one form of "seeing" - what we are able to verbally report on is only a single highly-rarified piece of it.

Which brings us to Leonardo.  Leonardo was a genius.  Not just any genius, but a genius among geniuses, so much so that half a millennium later he remains a household name.  His capacity for conceptualization had to be far beyond that of the average person's, investigating as he did art, mathematics, and the natural sciences with almost equal skill.  So what does it tell us that untrained Nadia appears to be able to do what Leonardo had to work his life to accomplish?  That conceptualization is a hindrance and that simpleton art represents the apex of human achievement?  Hardly.

The problem with Nadia, and with the Lascaux Caves, is that to the extent they are non-conceptual they are also non-generalizable.  In evolutionary terms, the point of conceptualization is to organize the world into meaningful patterns.  What is happening today can teach us about what will happen tomorrow only if we are able to group tomorrow into objects and events the same way as we do today; otherwise nothing is the same and we are continually lost.  The most basic nervous systems can learn to associate events, and the machinery present in organisms we usually regard as automatons, such as insects, are capable of remarkably advanced feats of generalization.  When it comes to humans, we have elevated this skill to a level unseen elsewhere on this planet; we don't just conceptualize to tomorrow, but everywhere in the universe and at all times past and future.  We are pattern-finders par excellence, and to do this we are unnaturally obsessed with what it is that makes up a thing and its qualities.  For if we can locate what is essential about something we can find that essential nature in other things, and therefore predict or even control them.

But what has Nadia drawn?  She has drawn a horse in full gallop... but she has not drawn her ideas of swiftness or strength or beauty.  All she has done is portray a particular horse at a particular moment with high fidelity and no archetypal insight [3].  If there is any power in it, that power lies in us, the viewers, who do see in her image the traits that we associate might associate with such an animal.  By comparison, Leonardo may have struggled to come to that same level of realism, but his gift was to be able to find in it an inner life without sacrificing exacting anatomy (he loathed Michelangelo's muscly, ill-proportioned humans).  He knew what every tendon and muscle did in that creature.  Such an artist doesn't just draw horses but expresses in the process his staggeringly powerful vision that the world possesses a rational, reasonable order which the mind can grasp, and that having done so all things will be seen in their proper proportion [4].


The Acrobats - Henri Matisse, 1952

Sketches

If you want to draw more accurately, turn the object you are sketching upside down.  Just try it some time.  It's amazing how just this small manipulation fools the brain; it stops immediately seeing the object as its previous classification and is forced to attend to it in detail.  The result is a drawing that often is better than what you could have produced if you had tried to draw from concept.

Riace Bronzes - 460-450BC
Returning to the top, then, while I see Alistair's comparison as an interesting one, I can't help but feel there is lost in it an understanding.  Visual accuracy is actually our birthright, as it were.  The painter of that Minoan fresco was a skilled artist of his time not because he was able to take a complex idea and distil it into a single image.  It's that he was, near the dawn of it all, able to reach up from just portraying the world and imbue his image with the flow and exhilaration leaping over a bull represents.  That it took another thousand years before the Greeks were able to produce art that captured essence without abandoning realism remains one of their crowning achievements, and it is to them that Leonardo owes his dream.

This is where Matisse was coming from.  Like all of us in the modern world he had a head stuffed full of concepts, of what things were, what they should be, and how they should be portrayed.  The accomplishment of he and many other artists in this era was to break through those conceptions and, in his case, demonstrate that it took but a few curves and colors to reproduce the essence in a way we thought only possible in detailed realism.  The horse was no longer a horse, but could it still be swift and powerful and beautiful?  I fear, though, that people are apt to confuse the two, worshipping the Pre as pure and natural when they should be respecting the Trans for its mature reflection on what the unencumbered saw but had not yet begun to understand.  


Footnotes:

Two reindeer - Font de Gaume, 17,000 B.C.
[1] I don't have have space in the essay to touch on this, but while the cave paintings have mastered certain effects they do also struggle with some portions of the organism.  Looking at the paintings you will notice that there are two sections in many of the animals which are treated in a strange way: the legs and the head.  This falls neatly into the discussion on human anatomy.  The artist knows they have four legs but frequently gets the proportions wrong trying to express this.  Similarly the head is one of the most distinctive parts of an animal, where the artist knows how a horse head looks versus that of a bison and so already goes in with a thought of a conical structure that interferes with detailing it as it truly is.  But the crowning "error" are the horns: in all the paintings the horns are never shown in profile.  Instead they are often like the Egyptian shoulders: seen from the front, because that spread is what is most distinctive.  And even if not a fully frontal view they nonetheless tend to fail the angles of the rest of the organism as the artist strives to represent this most defining visual aspect of the animal.

There is also a distinct schematism to the birds in the Nebamun painting as well: while the free-flying ones are rendered carefully, those in hand are given the standard Egyptian treatment of representing multiples.  They all adopt an identical pose and are stacked by a precise amount, such that we can clearly differentiate how many there are but in the process forcing them into the same stiff uniformity that stands out from the handling of the rest of the natural scene.

[2] A related demonstration of this is the well-known Müller-Lyer illusion.  Out of context it is interesting but not hard to convince yourself the lines are the same length.  In a given context the effect is amplified and it is hard to conceive that the two central lines are the same length.  But here's the kicker: try to "pick up" the lines length-wise with your fingers and you'll notice that despite their apparent differences your body knows exactly how far apart to grip.  What is going on?

Again, I suspect this has to do with conceptualization.  The portion of the brain that is in charge of navigating the world isn't trying to extract anything to do with relative size from the image.  It just wants to not bump into things, the same way that insects have specialized "looming" circuits that react whenever an object (i.e. a bird or other predator) appears to get bigger in their field of view.  However, our conscious experience of the situation is to try and figure out relationships and tendencies.  The arrow heads on the lines in isolation hint to us something about what is happening, perhaps movement, stretching, or location.  And when placed into the "three dimensional" setting that our visual systems are always dealing with, the context is so staggeringly important that it dominates our perception of length.  Yet underneath it all there is still the basic motor functions which are less concerned with this and continue to do their job.

[3] It makes me wonder: all these recountings of Nadia emphasize that she could draw the world around her but never note her ability to compose a scene she had not already observed.  It makes me wonder whether she could or if her imagination was purely limited to literal experience.

[4] This last comment is inspired by Kenneth Clark:

"But the Renaissance added to this [mathematical] tradition of design all sorts of philosophical notions, including the idea that these forms must be applicable to the human body.  That each, so to say, guaranteed the perfection of the other.  There are dozens of drawings and engravings to demonstrate this proposition, of which the most famous is by Leonardo da Vinci.  Mathematically I'm afraid it's really a cheat but aesthetically it has some meaning because the symmetry of the human body and the relation of one part of it to another do influence our sense of normal proportion.  And philosophically it contains the germ of an idea which might save us, if we could really believe it, that through proportion we can reconcile the two parts of our being - the physical and the intellectual."

It is a quote which has stuck with me for some time, as a dream that we once deeply believed but have now come to despair of.  Leonardo, too, seemed to run into limitations.  It seems that when rationality runs to its end and does not have anything greater than itself to believe in it becomes lost.  Leonardo begins to hint in his paintings that there is something unknown, and perhaps deeply disturbing, located just outside his paintings with how his figures point and smirk.  Inside this framed world there is order, outside of it there is...?  Well, in the end Leonardo drew pictures of cascading water, destroying everything in mindless, formless chaos that swept away the human pretension to know anything.

Thursday, May 12, 2022

Powers of Metaphor

 


"Four electrons make up the outer shell of the carbon itself.  They appear in quantum motion as a swarm of shimmering points.  At ten to the minus ten meters, one angstrom, we find ourselves right among those outer electrons.  Now we come upon the two inner electrons held in a tighter swarm.  As we draw toward the atom's attracting center we enter upon the vast inner space.  At last the carbon nucleus.  So massive and so small.  This carbon nucleus is made up of six protons and six neutrons.  We are in the domain of universal modules.  There are protons and neutrons in every nucleus, electrons in every atom, atoms bonded in every molecule out to the farthest galaxy.  As a single proton fills our scene we reach the edge of our present understanding." - Charles Eames, Powers of Ten (1977)

"'The universe is not only queerer than we suppose but queerer than we can suppose.'  Which reminds us that the universe so vividly described in the Book of Revelation is queer enough; but with the help of symbols not beyond description.  Whereas our universe cannot even be stated symbolically... [Artists] have always responded instinctively to latent assumptions about the shape of the universe.  The incomprehensibility of our new cosmos seems to me, ultimately, to be the reason for the chaos of modern art." - Kenneth Clark, Civilisation (book)

I am always on the lookout for good metaphors.  More precisely, good scientific metaphors.  By and large, science has failed to fuel the artistic imagination beyond a few spare images taken from space and of space.  The problem with so many comparisons that I have come up with is that they themselves are already arcane to the average person.  Take, for instance, two homemade metaphors that I've become rather fond of but which require explanation in themselves.

Oxidative metabolism - Panov et al. (2014)
The first is that of oxidative metabolism and capitalism.  Oxidative metabolism is the process by which complex molecules are broken down and some of the energy in their bonds converted into the modular chemical form of adenosine triphosphate (ATP).  It is a process present in the vast majority of multicellular organisms and is required for their functioning, yielding as it does approximately sixteen times as much energy as glycolysis alone.  Yet it has crucial downsides: in the process of splitting oxygen to use as a final acceptor for electrons it produces what are known as free radicals, or highly-reactive oxygen species that will cause damage to any nearby molecules, including DNA.  One of the primary theories of aging involves accumulated cellular damage as a result of this process.  There is no way to stop it entirely, but we do defend ourselves various antioxidant materials to help ameliorate the worst of it.

Right now capitalism's name is mud within many circles, identified as it is with rapacious greed and exploitation of natural resources.  However, so far as I can see, our entire civilization yet depends on it to also fuel are greater intellectual and moral endeavors.  In the last few decades it has managed to, almost against its will, lift a billion people out of poverty throughout China.  We just don't like the side effects.  This has led many people to suggest that it be replaced entirely, although with what I have no idea.  The parallel here is clear: I do believe corrective measures must be taken or else we will be thoroughly harmed by the byproducts, but to suggest that it be simply excised will result in extinction.

Kanai Glacier - US
National Park Service
The second is that of post-glacial succession and cultural accumulation.  Glaciers are one of the most ecologically devastating events, as unlike fires or floods they not only affect the topsoil but grind the surface layers down to the underlying bedrock.  This removes not only the life that was there but also the accumulated nutrients and structured soil.  After a glacier has retreated it takes an exceedingly long time for a complex ecosystem like a forest to reestablish.  The area must go through stages of first colonization by hardy species such as lichens and mosses, which along with the roots of some of the first plants begin to break down the exposed rock and release its nutrients.  Given thousands of years the combination of decomposed rock and organic detritus become full soil horizons with a complex structure that are capable of supporting large trees.

I see the efforts of the Twentieth Century as something like a cultural glacier.  We became disillusioned with everything that came before, believing nothing on faith, and so in a frenzy of deconstructive activity tore through our entire cultural heritage in an attempt to find the bottom of it all.  I believe this was necessary and do not bemoan it, but nonetheless I do believe the effect of this project was to also remove all the interwoven meanings, relationships, and ideas that nourish a civilization.  Since WW2 there has been precious little art that feels remotely important or timeless; instead it is, as one book I read once put it, exceedingly self-aware of its own arbitrariness and transience.  I believe it will be some time again before we are able to produce the cultural and spiritual loam required to grow large trees.

Now, as proud as I am of these two metaphors, the fact that they require paragraphs of explanation and likely strike most readers as utterly unintuitive means that they fail as tools of popular education.  That's the problem, really: science is the means by which we assess how the world is, but it has so far exceeded the default human perspective that to simply grasp it is a task, let alone use it to in turn interpret our experience once again.

However, when I woke up this morning I was thinking again on an issue of spirituality.  The sense I have, the metaphor that is most evocative to me, is that it feels like there are somehow layers to experience in traveling inward.  First we have our everyday experience, and it is a cluttered, frenzied sphere of activity.  It demands continual attention and yet also seems to have that quality of noise, an irregular sound that we want to find a pattern in but until we do it is vaguely irritating.

Underneath this one finds a strange ill-defined silence and depending on disposition it can mean many things.  If of a rational bent of mind, which is most of us, this space is completely terrifying.  It is the coming apart of all the conceptions, the realization that all that fuzz that you had been trying to sift through has no logical basis.  That the whole edifice of one's mind, the structure of it and the experience, floats like a castle in the sky and underneath it there was only a deep abyss waiting for it to realize it is impossible for it to defy gravity like that and fall.  But I also think that there is another way to appreciate this space, and it comes about in certain spiritual practices.  That, yes, everything has been stripped away and there is a sort of fundamental disorientation... but there is also a longed-for silence.  After we're done panicking (if we ever finish panicking) we realize that the noise is gone.

Then, at long last, somehow in the center of this infinite non-space, there is... something.  Don't ask me to define it because that is absurd; the only reason we're here is because we've found ourselves in a place where definitions have failed.  Instead I will simply quote what I wrote years ago for the conclusion of my Gnosis:

This is where the seeker's path leads
Beauty and compassion and divinity
Yet escaping these
For they are words
And are given rest
Before the holy

For now I pass by such things and return to the metaphor.  Without a metaphor, without a structure with which to somehow organize an event, it has a way of fading from most of our minds.  We often don't even know it has happened because it is so outside our regular experience that it blurs without conceptual aid.  Perhaps the Zen monks might disagree with me, but I think that a healthy religion requires these supports.  Which returns us to Powers of Ten.

As I said thinking this morning on this progression, I had this section of the film come back to me.  It is rather appropriate, for while I said that little art had been inspired by science, Powers of Ten is an exception.  While it is strictly educational, it has nonetheless captured in its simple progression of images a sense of scale, of staggering difference throughout the world, and, in just a small piece, its mystery too.  The words at the end, the sudden stumbling into describing the nucleus as, "So massive and so small" is almost a perfect religious paradox.  I think Charles and Ray Eames really did feel something there, and though it need be expressed through a scientific lens nonetheless conveys their own awe at the depths of the world.  It's the sort of skill that made Sagan such a figure; it wasn't his mastery of all science but the dimension to which he appreciated the world, and how science managed to fit into it in a way it fails to do so for so many people.

So I find myself thinking that the above portion of the film is perhaps one of those metaphors I have been searching for.  Unlike my attempts, the image of the atom is much more universal, and any human shown this film will forever have a visualization (albeit of the unvisualizable) of what this means.  And in its treatment, there is that same sort of breathless anticipation.  We have passed down through layers upon layers of the world, through our concept of the man, of his hand, of his cells, of his molecules, and now we are... where?  We have penetrated that last layer of electronic noise and there is simply nothing.  Is that it?  Is it just a vast nothingness underneath it all?  Was everything we just passed through an illusion?  There's a strange sound in the void that somehow emphasizes the space, a sort of breathing that replaces the cosmic Om yet nonetheless performs the same role of letting us know we are inside somehow.  

We wait.

We wait.

And then the nucleus comes into view, and it is what we were searching for.  We are in the realm of universals, and what we have stumbled upon is neither large nor small.  It is present here at the finest of scales and yet is self-same with that which creates the most unimaginably vast galaxies.  There was something underneath and it somehow united it all.